Securities and Exchange Commission regulator
Overview
The U.S. Securities and Exchange Commission (SEC) functions as an independent federal regulatory body. Its duties include the enforcement of federal securities statutes, the suggestion of securities regulations, and the oversight of the securities sector, which covers stock exchanges and broker-dealers. The SEC was created through the Securities Exchange Act of 1934, with the aim of rebuilding trust among investors in the aftermath of the Great Depression.
Within The Counterparty graph, Securities and Exchange Commission connects to 11 tracked entities, most strongly to BlackRock, Goldman Sachs, Morgan Stanley.
Relations
Top connections in The Counterparty knowledge graph (confidence-weighted, 10 of 11 total).
| Relation | Connected entity | Confidence |
|---|---|---|
regulated_by | BlackRock | 95% |
regulated_by | Goldman Sachs | 95% |
regulated_by | Morgan Stanley | 95% |
regulated_by | Kraken | 95% |
regulated_by | Kraken | 95% |
governs | SEC Special Purpose Broker-Dealer (Crypto) | 95% |
regulated_by | Coinbase | 90% |
regulated_by | Fidelity | 90% |
regulated_by | Figure Markets | 90% |
headquartered_in | United States | 85% |
Frequently asked questions
What is Securities and Exchange Commission?
Securities and Exchange Commission is a regulator tracked in The Counterparty knowledge graph. It is connected to 11 other tracked entities, most strongly to BlackRock, Goldman Sachs, Morgan Stanley.
What type of entity is Securities and Exchange Commission?
Securities and Exchange Commission is classified as a regulator (regulator) in The Counterparty knowledge graph.
What is Securities and Exchange Commission connected to?
In The Counterparty knowledge graph, Securities and Exchange Commission is linked to 11 other tracked entities, most strongly to BlackRock, Goldman Sachs, Morgan Stanley.